Head of Compliance opportunities

Bell Cornwall Recruitment
12 Oct 2019
23 Oct 2019
Job Type
Contract Type

Are you an experienced Compliance manager with experience working within a regulated financial firm, working with CASS and COBS? If so, Bell Cornwall Recruitment are recruiting for an amazing opportunity we would like to discuss further with yourself as a Senior Regulatory Compliance Manager.

The Ideal Candidate will have Previous exposure to Compliance within a senior managerial capacity specifically within investment related rules and regulations of the FCA.

The role itself:

  • To act as a first point of call with any queries from within the firm, to then provide technical guidance and leadership to the whole team.
  • To implement sufficient systems, controls, policies and checks to ensure the bank adheres to and complies with legislative bodies and appropriate guidelines at all times.
  • To work closely with the head of regulatory compliance in planning, implementing and developing strategies across the firm to develop the compliance training of the firm and the strategic management within.
  • To assist within the business as and when required on compliance related issues providing guidance and advice, as well as providing mentoring, coaching and training within the team.
  • To liaise with stakeholders on review findings and agreeing practical recommendations on the future of the firm itself and how to best implement new strategies moving forward within its compliance.

The Requirements:

  • A minimum of 3 years' experience within a senior management compliance based role.
  • A well rounded understanding of the compliance procedure within FCA guidelines, to include CASS, Suitability, complaints handling and PRIIPS.
  • A passion for investigation within the compliance field, as well as a proven history within a management capacity.
  • Proven history in a training and mentoring capacity within a professional services environment.
  • To display positive leadership qualities.

Interested? Please click the 'APPLY' button now!

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(For the purposes of recruiting for this vacancy Bell Cornwall Recruitment is acting as a recruitment agency. Bell Cornwall Recruitment is an equal opportunities employer who welcomes applications from all age groups)

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