Financial advisor Office based

Recruiter
Interaction Recruitment
Location
Lichfield
Salary
£35,000 per annum
Posted
19 Jul 2018
Closes
17 Aug 2018
Contract Type
Full Time

Due to expansion our client a fast-growing independent financial advisory is seeking an experienced financial advisor to join their team. This is an office based role and on occasions you will be required to meet with clients face to face.

Responsibilities

  • Support and deliver consultative approach to advice, checking and delivering a value proposition to their clients.

  • Review High Risk pension business in accordance with the Regulator's standards.

  • Assess client files in accordance with Regulatory guidance

  • Take ownership of designated cases to closure or escalation

  • Achieve quantity/quality objectives in line with service standards

  • Consult and provide guidance on individual cases to advisers

  • Maintain knowledge of the FCA regulations and react to changes the may impact on advice standards.

  • Maintain adequate CPD records to satisfy a Statement of Professional Standing

You must be able to demonstrate the following experience: CII Diploma in Financial Planning/QCA Level 4 equivalent, including full G60/AF3 & AF7.

Advanced Diploma in Financial Planning or equivalent is desirable along with a knowledge of Financial Services and Products. Excellent communication skills both written and oral. Ability to meet tight deadlines and work under pressure .

Industry experience in a business and familiarity with FCA Rules and regulatory updates is desirable.

Part time candidates will also be considered