Compliance Analyst - Birmingham

Mthree Consulting
09 Aug 2017
22 Aug 2017
Contract Type
Full Time

We are currently looking to recruit a team of 20 Compliance Analysts to work on a number of regulatory compliance initiatives and obtain specific documentation required to ensure compliance with the MiFID II & FATCA regulations.

Role responsibilities include (but not limited to):

  • Communicate clearly and build a rapport with Front Office contacts and clients to source and retrieve the required information as efficiently as possible
  • Act as an intermediary between Compliance & Front Office
  • Gather business and client information required to complete the necessary due diligence for the bank’s clients
  • Ensure all required MiFID or FATCA documentation is received, validated and escalated accordingly
  • Create weekly MI on file status to deliver accurate updates to internal stakeholders
  • Manipulate large datasets in MS Excel as well as producing daily reconciliations

Experience required:

  • Data Analysis skills (Excel, Pivots, vlookups, Spreadsheets etc..)
  • Clear communicator, excellent time management
  • Experience working in a large scale global organisation
  • Legal & Compliance experience, and experience structuring documentation & reports

Desirable experience:

  • KYC / AML / Compliance Analysis experience
  • Banking experience

Please reply with an updated copy of your CV for consideration.

Compliance Analyst (MiFID II / FATCA) - Investment Bank / KYC / AML / MiFID II / FATCA / Compliance / Analysis / Data / Excel / Front Office / Regulatory / Regulation